The Series 63 exam is not a requirement for those who work at a registered investment advisor (RIA) firm. But it might be of interest if you plan to sell securities products through a broker-dealer.

Beverly is a writer, editor, and paralegal specializing in personal finance and tax law. She covers personal financial and legal topics, as well as tax breaks, tax preparation software, and tax law ...

An amendment adopted by the National Association of State Boards of Accountancy (NASBA) opens the door for states to extend the window for completing the CPA Exam by one year. NASBA announced a change ...